An introduction to the new prudential regime

We are pleased to share the recording of our webinar, held with Duff & Phelps, which provided an introduction for current Exempt CAD investment firms to the new prudential regime coming into effect in January 2022. The webinar covered a variety of topics including:

• The application of MIFIDPRU
• Own Funds and Own Funds Requirements
• Public disclosure
• Supervisory reporting
• Risk Governance
• Prudential Consolidation and the Group Capital Test
• SYSC 19[?]’s Remuneration Code

Thank you to everyone who attended the webinar and to Andrew Lowin, Technical Director at Duff & Phelps, for sharing his insightful views.
To view the recording click here.

Download the slides below.

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