An introduction to the new prudential regime

22nd April 2021

We are pleased to share the recording of our webinar, held with Duff & Phelps, which provided an introduction for current Exempt CAD investment firms to the new prudential regime coming into effect in January 2022. The webinar covered a variety of topics including:

  • The application of MIFIDPRU
  • Own Funds and Own Funds Requirements
  • Public disclosure
  • Supervisory reporting
  • Risk Governance
  • Prudential Consolidation and the Group Capital Test
  • SYSC 19[?]’s Remuneration Code

Thank you to everyone who attended the webinar and to Andrew Lowin, Technical Director at Duff & Phelps, for sharing his insightful views.
To view the recording click here.

Download the slides below.

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Accounting Excellence Large Firm of the Year 2023
eprivateclient top accountancy firm 2023

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